0000927089-12-000010.txt : 20120208 0000927089-12-000010.hdr.sgml : 20120208 20120208172130 ACCESSION NUMBER: 0000927089-12-000010 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120208 DATE AS OF CHANGE: 20120208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN MISSOURI BANCORP INC CENTRAL INDEX KEY: 0000916907 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 431665523 STATE OF INCORPORATION: MO FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48457 FILM NUMBER: 12582986 BUSINESS ADDRESS: STREET 1: 531 VINE ST CITY: POPLAR BLUFF STATE: MO ZIP: 63901 BUSINESS PHONE: 5737851421 MAIL ADDRESS: STREET 1: 531 VINE STREET CITY: POPLAR BLUFF STATE: MO ZIP: 63901 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN MISSOURI BANCORP INC CENTRAL INDEX KEY: 0000916907 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 431665523 STATE OF INCORPORATION: MO FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 531 VINE ST CITY: POPLAR BLUFF STATE: MO ZIP: 63901 BUSINESS PHONE: 5737851421 MAIL ADDRESS: STREET 1: 531 VINE STREET CITY: POPLAR BLUFF STATE: MO ZIP: 63901 SC 13G/A 1 smb-13g0212.htm smb-13g0212.htm
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 12)*
 
 
 
Southern Missouri Bancorp, Inc. 
(Name of Issuer)
 
Common Stock, Par Value $0.01 per share
(Title of Class of Securities)
 
 
843380 10 6 
(CUSIP Number)
 
 
December 31, 2011
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
    [X]   Rule 13d-1(b)
    [   ]   Rule 13d-1(c)
    [   ]   Rule 13d-1(d)
 
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which could alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 

 
Page 1 of 5
 
 

 
1)
NAME OF REPORTING PERSON
 
Southern Bank 401(k) Retirement Plan
 
2)
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
        a)     [   ]
        b)     [   ]
 
3)
SEC USE ONLY
 
4)
CITIZENSHIP OR PLACE OF ORGANIZATION
 
        Not applicable
 
 
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
    
5)
SOLE VOTING POWER
  0
 
6)
SHARED VOTING POWER
  200,801
 
7)
SOLE DISPOSITIVE POWER
  0
 
8)
SHARED DISPOSITIVE POWER
  200,801
 
 
9)
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
200,801
 
10)
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES        [  ]
 
11)
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
6.2%
 
12
TYPE OF REPORTING PERSON
 
          EP
 
 
 

 
Page 2 of 5
 
 

 
NAME OF ISSUER:
 
Southern Missouri Bancorp, Inc. (the "Corporation)
 
ITEM 1(b)
ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
 
531 Vine Street, Poplar Bluff, MO 63901
 
ITEM 2(a)
NAME OF PERSON FILING:
 
Southern Bank 401(k) Retirement Plan.
 
ITEM 2(b)
ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
 
The business address of the Plan is:
531 Vine Street, Poplar Bluff, MO 63901
 
ITEM 2(c)
CITIZENSHIP:
Not applicable.
 
ITEM 2(d)
TITLE OF CLASS OF SECURITIES
Common stock, par value $.01 per share (the "Common Stock")
 
ITEM 2(e)
CUSIP NUMBER:  843380 10 6
 
ITEM 3
IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b) OR 240.13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS:
 
 
(a)
[    ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
 
(b)
[    ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
 
(c)
[    ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
 
(d)
[    ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
(e)
[    ]
An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E);
 
(f)
[X ]
An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F);
 
(g)
[    ]
A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G);
 
(h)
[    ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
(i)
[    ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
  (j)  [     ]  A non-U.S. institution in accordance with Section 240.13d-1(b)(1)(iii)(J); and 
 
(k)
[    ]
Group, in accordance with Section 240.13d-1(b)(1)(ii)(K).
 
 

 
Page 3 of 5
 
 

 
ITEM 4
OWNERSHIP:
 
The Plan holds an aggregate of 200,801 shares of Common Stock (6.2% of the outstanding shares).  The Plan has shared voting and dispositive powers with respect to the shares held by the Plan.
 
Pursuant to the Plan, participants in the Plan are entitled to instruct the Plan trustee as to the voting of the shares allocated to their Plan accounts.  On each issue with respect to which shareholders are entitled to vote, the Plan trustee is required to vote the shares held by the Plan which have not been allocated to participant accounts in the manner directed under the Plan.
 
ITEM 5
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
 
Not applicable.
 
ITEM 6.
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
 
Not Applicable.
 
 
ITEM 7.
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
 
Not Applicable.
 
ITEM 8.
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
 
Not Applicable.
 
ITEM 9.
NOTICE OF DISSOLUTION OF GROUP:
 
Not Applicable.
 
 
 
 

 
Page 4 of 5
 
 

 
ITEM 10. 
CERTIFICATIONS
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
Date: February 8, 2012
SOUTHERN BANK 401(k) RETIREMENT PLAN
 
   
By:
 
By:
Southern Bank, as Plan Administrator
 
 /s/ Matthew T. Funke                               
    Name:  Matthew T. Funke 
    Title:  Chief Financial Officer 
 
 
 
 
 
 
 
 
 
 
 
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